The cornerstone of Schoeppl Law, P.A. is its securities litigation practice. The firm’s securities litigation practice group is led by Carl F. Schoeppl, Esq., a former senior federal prosecutor with the United States Securities and Exchange Commission (“SEC”) with substantial experience in the securities laws arena. The unique blend of securities experience of Mr. Schoeppl enables him to provide clients with comprehensive representation in all facets of securities litigation ranging from SEC enforcement actions, federal and state criminal securities fraud prosecutions, derivative securities actions, adversary proceedings in federal bankruptcy actions, receivership proceedings in federal and state court, SIPC liquidation proceedings in federal court, FINRA enforcement proceedings, securities regulatory proceedings by state and self regulatory organizations, foreign securities private and governmental securities litigation, federal securities appellate litigation, broker-dealer defense, investment adviser defense, to customer securities arbitration proceedings before the FINRA, AAA, and other arbitral forums.
June 4, 2019
Appellate, Broker-dealer Enforcement, Business Litigation and Arbitrations, Trial Support, Customer Arbitrations in High Stakes Matters, Investment Adviser Enforcement, Mediation, Receivership Litigation, Regulatory Defense, Sec Enforcement, Securities Litigation, White Collar Criminal Defense